“Issued in the interest of Investors”
- Investments in securities market are subject to market risks; read all the related documents carefully before investing.
- Stock Broker can accept securities as margin from clients only by way of margin pledge in the depository system w.e.f. September 01, 2020.
- Update your email id and mobile number with your depository participant and receive OTP directly from depository on your email id and/or mobile number to create margin pledge.
- Client’s consent through OTP (One Time Password) for all off market transfer including inter depository transfer (IDT) has become mandatory with effect from November 1, 2020.
- Effective from January 9, 2020, all off-market transfers with reason codes ‘sale’ and ‘Commercial Paper Issuance’ shall be executed only after remitting stamp duty in NSDL Account.
- Prevent unauthorized transactions in your account ---Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.
- "KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
- Check your Securities/MF/Bonds in the Consolidated Account Statement issued by NSDL/CDSL every month.
"Filing complaints on SCORES - Easy & Quick"
a) Register on SCORES portal, b) Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, Email ID
Benefits:- a) Effective communication, b) Speedy redressal of the grievances
Precautions for clients dealing in Options
Dear Clients,
NSE Vide its circular dated July 06, 2022 has informed the trading members to carry out due diligence of all those clients wishing to trade in derivative segment of the Exchange more specifically in the Options segment to avoid any kind risk/threat that may occur as the derivative Products are not designed for general Public whose Income does not support the trade Position in Options.
Further in line with this circular all clients trading in derivative segments are informed to kindly update your financial details/income with us so as to avoid disallowance of trading in derivative Products.
Our compliance department will analyse the Income details with the turnover and in case of any serious deviation your account will be blocked for trading in derivative Products and it will be at the sole discretion of LEO FINANCIAL SERVICES LTD. Further Please also note that following actions needs your attention at all times and request you to desist from following activity to ensure smooth Operations of your trading account maintained with us.
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Sharing of trading credentials – login id & passwords including OTP’s.
-
Trading in leveraged products like options without proper understanding, which could lead to losses
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Writing/ selling options or trading in option strategies based on tips, without basic knowledge & understanding of the product and its risks
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Dealing in unsolicited tips through WhatsApp, Telegram, YouTube, Facebook, SMS, calls, etc.
-
Trading in “Options” based on recommendations from unauthorised / unregistered investment advisors and influencers.
For your necessary action and Information.
By order
LEO FINANCIAL SERVICES LTD
Compliance department
RISK DISCLOSURES ON DERIVATIVES
- 9 out of 10 individual traders in equity Futures and Options Segment incurred net losses.
- On an average, loss makers registered net trading loss close to Rs. 50,000
- Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs.
- Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost.
Source:
SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing inequity Futures and Options (F&O) Segment”, wherein Aggregate Level findings are based on annualProfit/Loss incurred by individual traders in equity F&O during FY 2021-22.
https://www.sebi.gov.in/reports-and-statistics/research/jan-2023/study-analysis-of-profit-and-loss-of-individual-traders-dealing-in-equity-fando-segment_67525.html
Leo Financial Services Ltd — stock broking and depository services
25 Years of experience
What We Do
Our Products & Services
Trading in Equity Markets at NSE
Trading in equity markets at the National Stock Exchange (NSE) involves buying and selling shares of publicly listed companies.
Read More
Depository Services
Dematerialization & trading in the Demat mode is a simple, safe & quick alternative to he existence of securities in physical form.
Read MoreServices offered by us includes:
| Demat of securities | Transfer of securities | Pledging of securities | Freezing of securities |
Advantages of Depository Services:
| Demat of securities | No risk of loss or theft | No stamp duty |
| Reduced paper work | Fast settlement cycles | Instant disbursement of non cash benefits ( bonus/rights ) |
| Regular account status updates |
Become Our Partner
Together we can shape a better future
Our Team
Dedicated Team Members
Director
GULSHAN KUMAR ARORA
Mob:9810116308
Email:gkarora65@hotmail.com
Investor Relationship Officer
GULSHAN KUMAR ARORA
Mob:9810116308
Email:gkarora65@hotmail.com
Accounts
RATNESH KUMAR
Mob:9871614495
Email:ratnshu60@gmail.com
Investor Grievance
GULSHAN KUMAR ARORA
Mob:9810116308
Email:gkarora65@gmail.com
System & Surveillance
SEEMA ARORA
Mob:9818403788
Email:seemarora67@gmail.com
DP Operation
GULSHAN KUMAR ARORA
Mob:9810116308
Email:gkarora65@hotmail.com
KYC
GULSHAN KUMAR ARORA
Mob:9810116308
Email:gkarora65@hotmail.com
Trading
LEO FINANCIAL SERVICES LIMITED
Mob:011-41564477
Email:leofinancial00@gmail.com
Escalation Matrix
| Details of | Contact Person | Address | Contact No | Email Id | Working Hours |
|---|---|---|---|---|---|
| Customer care | Ratnesh Kumar | 403-404 Chanana Building 2214 Hardhiyan Singh Road Karol Bagh, New Delhi - 110005 | 9871614495 | Leofinancial00@gmail.com | 9:00 am to 6 pm |
| Compliance Officer & Director | Gulshan Kumar Arora | 403-404 Chanana Building 2214 Hardhiyan Singh Road Karol Bagh, New Delhi - 110005 | 9810116308 | gkarora65@hotmail.com | 10.00 am to 5.00pm |
| Director | Seema Arora | 403-404 Chanana Building 2214 Hardhiyan Singh Road Karol Bagh, New Delhi - 110005 | 981840378 8 | seemarora67@gmail.com | 10.00 am to 5.00pm |
In absence of a response/complaint not addressed to your satisfaction, you may lodge a complaint with:
- SEBI at https://scores.sebi.gov.in/
- Exchange (NSE) at https://investorhelpline.nseindia.com/NICEPLUS/
- NSDL - Write to relations@nsdl.com
Please quote your Service Ticket/Complaint Ref No. while raising your complaint at SEBI SCORES/Exchange portal.
Details of Client Bank Accounts of Leo Financial Services Ltd
“Investors are requested to note that Leo Financial Services Ltd is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Leo Financial Services Ltd is also required to disclose these USCNB accounts to Stock Exchange. Hence, you are requested to use following USCNB accounts only for the purpose of dealings in your trading account with us. The details of these USCNB accounts are also displayed by Stock Exchanges on their website under “Know/ Locate your Stock Broker”.
| Name of the Bank | Account Number | Name of the Bank Account | IFSC Code |
|---|---|---|---|
| Axis Bank | 913020050109925 | LEO FINANCIAL SERVICES LTD – USCNB ACCOUNT | UTIB0000223 |
You can make payment through UPI and QRCode
For NSE Cash Market
leofinancial.rzp.brk@validaxis
For Depository
leofinancial.rzp.dp@validaxis
Basic Details of Head Office & Branch Office
| Stock Broker Name | Registration Number | Registered Address | Branch Address (if any) | Contact No | Email Id |
|---|---|---|---|---|---|
| Leo Financial Services Ltd | NSE- INZ000276734 NSDL–IN-DP- 616-2021 |
403-404 chanana building, 2214 Hardhiyan singh road, karol bagh, new delhi - 110005. | NONE | 011-41564477, 9350991161 | leofinancial00@gmail.com |
Names and contact details of all Key Managerial Personnel including Compliance Officer
| Sr. No. | Name of the Individual | Designation | Mobile Number | Email Id |
|---|---|---|---|---|
| 1 | GULSHAN KUMAR ARORA | Whole Time Director | 9810116308 | gkarora65@hotmail.com |
| 2 | SEEMA ARORA | Whole Time Director | 9818403788 | seemarora67@gmail.com |
| 3 | GULSHAN KUMAR ARORA | Compliance Officer | 9810116308 | gkarora65@hotmail.com |
Details of Authorized Persons
| List Of Authorised Persons (AP) | ||||||||||
| Sr. no. | Authorised Person's Name | Authorised Person Code (Exchange wise) | Constitution | Status | Registered Address | Terminal Details (Exchange Wise) | ||||
| (Approved / Cancelled) | Address | City | State | Pincode | Terminal Allotted (Y/N) | No. of Terminals | ||||
| Nil | Nil | Nil | Nil | Nil | Nil | Nil | Nil | Nil | Nil | Nil |
| List of Authorised Persons (AP) Cancelled by Members on Account of Disciplinary Reasons | ||||
| Sr. no. | Authorised Person's Name | Status | Authorised Person Cancellation Details | |
| Date | Reason | |||
| 1 | Not Applicable | Not Applicable | Not Applicable | Not Applicable |
Dear Investor,
In order to enhance investor awareness, transparency and ease of access to information relating to securities holdings, the Depositories (CDSL/NSDL), in co-ordination with SEBI, have upgraded their respective investor applications (link of mobile application mentioned below) providing a consolidated, bird’s eye view of investors’ holdings in securities markets.
- Consolidated view of securities of client across both the Depositories eliminating the need for multiple login
- Transaction and holding statements at one place improving portfolio management by investors.
- Monitoring of open positions and margin details across Stock Exchanges and Clearing Corporations.
- Option to exercise E-voting on company resolutions.
- Access to recommendations of proxy advisers on resolutions.
We urge you to download the applications from the links given below and take benefits of the applications.